SEC Filings

NYSE AmericanUUUU
FormDescriptionDateFormat
FWPFree Writing ProspectusDec 23, 2016Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
CERTNYSCertification by the New York Stock Exchange approving securities for listingDec 20, 2016Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.Open Certification by the New York Stock Exchange approving securities for listing in XLS file.
FWPFree Writing ProspectusSep 15, 2016Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
FWPFree Writing ProspectusSep 14, 2016Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
CORRESPCorrespondence from the Filer to the SECAug 3, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESPCorrespondence from the Filer to the SECAug 1, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
UPLOADCorrespondence from the SEC to the FilerJul 28, 2016Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
CORRESPCorrespondence from the Filer to the SECJul 26, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
UPLOADCorrespondence from the SEC to the FilerJul 19, 2016Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
T-3Application for qualification of trust indentures. Filed pursuant to the Trust Indenture ActJul 11, 2016Open Application for qualification of trust indentures. Filed pursuant to the Trust Indenture Act in HTML.Open Application for qualification of trust indentures. Filed pursuant to the Trust Indenture Act in DOC file.Open Application for qualification of trust indentures. Filed pursuant to the Trust Indenture Act in PDF file.Open Application for qualification of trust indentures. Filed pursuant to the Trust Indenture Act in XLS file.
EFFECTNotice from the SEC of registration effectivenessMay 6, 2016Open Notice from the SEC of registration effectiveness in HTML.Open Notice from the SEC of registration effectiveness in DOC file.Open Notice from the SEC of registration effectiveness in PDF file.Open Notice from the SEC of registration effectiveness in XLS file.
UPLOADCorrespondence from the SEC to the FilerMay 4, 2016Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
CORRESPCorrespondence from the Filer to the SECMay 4, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESPCorrespondence from the Filer to the SECMay 4, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESPCorrespondence from the Filer to the SECMay 2, 2016Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
UPLOADCorrespondence from the SEC to the FilerApr 26, 2016Open Correspondence from the SEC to the Filer in HTML.Open Correspondence from the SEC to the Filer in DOC file.Open Correspondence from the SEC to the Filer in PDF file.Open Correspondence from the SEC to the Filer in XLS file.
SUPPLVoluntary supplemental materials filed by foreign issuers under Section 11(a) of the 1933 ActMar 9, 2016Open Voluntary supplemental materials filed by foreign issuers under Section 11(a) of the 1933 Act in HTML.Open Voluntary supplemental materials filed by foreign issuers under Section 11(a) of the 1933 Act in DOC file.Open Voluntary supplemental materials filed by foreign issuers under Section 11(a) of the 1933 Act in PDF file.Open Voluntary supplemental materials filed by foreign issuers under Section 11(a) of the 1933 Act in XLS file.
FWPFree Writing ProspectusMar 8, 2016Open Free Writing Prospectus in HTML.Open Free Writing Prospectus in DOC file.Open Free Writing Prospectus in PDF file.Open Free Writing Prospectus in XLS file.
SUPPLVoluntary supplemental materials filed by foreign issuers under Section 11(a) of the 1933 ActMar 8, 2016Open Voluntary supplemental materials filed by foreign issuers under Section 11(a) of the 1933 Act in HTML.Open Voluntary supplemental materials filed by foreign issuers under Section 11(a) of the 1933 Act in DOC file.Open Voluntary supplemental materials filed by foreign issuers under Section 11(a) of the 1933 Act in PDF file.Open Voluntary supplemental materials filed by foreign issuers under Section 11(a) of the 1933 Act in XLS file.