SEC Filings

NYSE AmericanUUUU
FormDescriptionDateFormat
CERTNYSCertification by the New York Stock Exchange approving securities for listingNov 29, 2013Open Certification by the New York Stock Exchange approving securities for listing in HTML.Open Certification by the New York Stock Exchange approving securities for listing in DOC file.Open Certification by the New York Stock Exchange approving securities for listing in PDF file.Open Certification by the New York Stock Exchange approving securities for listing in XLS file.
40FR12BRegistration of a class of securities of certain Canadian issuers under Section 12(b) of the 1934 ActNov 15, 2013Open Registration of a class of securities of certain Canadian issuers under Section 12(b) of the 1934 Act in HTML.Open Registration of a class of securities of certain Canadian issuers under Section 12(b) of the 1934 Act in DOC file.Open Registration of a class of securities of certain Canadian issuers under Section 12(b) of the 1934 Act in PDF file.Open Registration of a class of securities of certain Canadian issuers under Section 12(b) of the 1934 Act in XLS file.
F-XAppointment of agent for service of process and undertakingNov 15, 2013Open Appointment of agent for service of process and undertaking in HTML.Open Appointment of agent for service of process and undertaking in DOC file.Open Appointment of agent for service of process and undertaking in PDF file.Open Appointment of agent for service of process and undertaking in XLS file.
DOfficial notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the ActOct 30, 2013Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in HTML.Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in DOC file.Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in PDF file.Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in XLS file.
D/AAmendment to a previously filed Form DAug 19, 2013Open Amendment to a previously filed Form D in HTML.Open Amendment to a previously filed Form D in DOC file.Open Amendment to a previously filed Form D in PDF file.Open Amendment to a previously filed Form D in XLS file.
DOfficial notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the ActJun 26, 2013Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in HTML.Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in DOC file.Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in PDF file.Open Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act in XLS file.